{"id":873,"date":"2011-07-27T22:16:09","date_gmt":"2011-07-28T02:16:09","guid":{"rendered":"http:\/\/businessconflictmanagement.com\/blog\/?p=873"},"modified":"2011-07-27T22:16:09","modified_gmt":"2011-07-28T02:16:09","slug":"frontiers-of-mediator-confidentiality-can-you-reveal-that-an-offer-was-made","status":"publish","type":"post","link":"http:\/\/www.businessconflictmanagement.com\/blog\/2011\/07\/frontiers-of-mediator-confidentiality-can-you-reveal-that-an-offer-was-made\/","title":{"rendered":"Frontiers of Mediator Confidentiality: Can You Reveal That an Offer Was Made?"},"content":{"rendered":"<p>If nothing is ever as simple as it looks, then the seemingly simple rules of mediation confidentiality are particularly complex.\u00a0 A group of colleagues was discussing the following hypothetical and could reach no clear conclusion:<\/p>\n<blockquote><p>A mediation session concludes with\u00a0defendant&#8217;s counsel agreeing to revert to his (governmental) client to determine if an offer could be made along certain suggested lines.\u00a0 A week later, counsel phones the mediator and directs that the offer can, in fact, be conveyed.\u00a0 But the mediator can&#8217;t get the plaintiff&#8217;s counsel to call her back.\u00a0 After many attempts, the mediator\u00a0faxes a letter to plaintiff&#8217;s counsel, generally outlining the offer.\u00a0 But she hears nothing.<\/p>\n<p>Some months later, the mediator learns from the plaintiff that his claim was dismissed at summary judgment and, by the way,\u00a0why did the defendants never get back about that final proposal?\u00a0 The mediator says that they did make the proposal.\u00a0 The plaintiff becomes upset and says that his (former) lawyers apparently never conveyed it to\u00a0him.\u00a0 Plaintiff asks what the terms of the offer were.<\/p><\/blockquote>\n<p style=\"text-align: center;\"><img loading=\"lazy\" decoding=\"async\" id=\"rg_hi\" class=\"rg_hi\" style=\"width: 102px; height: 96px;\" src=\"data:image\/jpg;base64,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\" alt=\"\" width=\"102\" height=\"96\" \/><!--more--><\/p>\n<p>OK, students, here are your three questions:<\/p>\n<p>1.\u00a0\u00a0May the mediator tell the party the terms of the offer?<\/p>\n<p>2.\u00a0 If the former client wishes to report his former counsel to a professional disciplinary body, alleging violation of <a href=\"http:\/\/www.americanbar.org\/groups\/professional_responsibility\/publications\/model_rules_of_professional_conduct\/rule_1_2_scope_of_representation_allocation_of_authority_between_client_lawyer.html\" target=\"_self\">Rule 1.2(a) of the Model Rules<\/a> (requiring, among other things, that &#8220;a lawyer shall abide by a client&#8217;s decision whether to settle a matter&#8221;), may the mediator comply with plaintiff&#8217;s request to confirm, in writing,\u00a0the fact that she conveyed a settlement\u00a0offer to plaintiff&#8217;s former counsel?<\/p>\n<p>3.\u00a0 If the mediator is an attorney, is she under an ethical obligation, pursuant to <a href=\"http:\/\/www.americanbar.org\/groups\/professional_responsibility\/publications\/model_rules_of_professional_conduct\/rule_8_3_reporting_professional_misconduct.html\" target=\"_self\">Model Rule 8.3<\/a>,\u00a0to report the offending counsel&#8217;s apparent dereliction to the state bar?<\/p>\n<p style=\"text-align: center;\"><img loading=\"lazy\" decoding=\"async\" id=\"rg_hi\" class=\"rg_hi\" src=\"http:\/\/t2.gstatic.com\/images?q=tbn:ANd9GcQ-VsIyKSY4PtUpYHgWoK3qYuUcQLgxqzITwYOeviZbJvA2vxog\" alt=\"\" width=\"99\" height=\"103\" \/><\/p>\n<p>As to (1), I think it&#8217;s pretty clear the answer is yes.\u00a0 Any rule that says a mediator can&#8217;t tell a party what offers were made as to his own lawsuit\u00a0would be pretty nutty.<\/p>\n<p>As to (3), I think it&#8217;s pretty clear the answer is no.\u00a0 The mediator only knows of her efforts to convey an offer.\u00a0 She doesn&#8217;t know what happened thereafter.<\/p>\n<p>As to (2), what think you?<\/p>\n<p style=\"text-align: center;\"><img loading=\"lazy\" decoding=\"async\" id=\"rg_hi\" class=\"rg_hi\" style=\"width: 208px; height: 243px;\" src=\"http:\/\/t0.gstatic.com\/images?q=tbn:ANd9GcRXzpZDqGOsBt5qsaEjF7PhG_5Pq-lsqI27u8LCkxOTtE7iofSW\" alt=\"\" width=\"208\" height=\"243\" \/><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Can a mediator reveal &#8212; not the terms of an offer &#8212; but the bare fact that an offer was made?<\/p>\n","protected":false},"author":3,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[35,14],"tags":[15],"class_list":["post-873","post","type-post","status-publish","format-standard","hentry","category-ethics","category-mediation","tag-mediation"],"aioseo_notices":[],"_links":{"self":[{"href":"http:\/\/www.businessconflictmanagement.com\/blog\/wp-json\/wp\/v2\/posts\/873","targetHints":{"allow":["GET"]}}],"collection":[{"href":"http:\/\/www.businessconflictmanagement.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"http:\/\/www.businessconflictmanagement.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"http:\/\/www.businessconflictmanagement.com\/blog\/wp-json\/wp\/v2\/users\/3"}],"replies":[{"embeddable":true,"href":"http:\/\/www.businessconflictmanagement.com\/blog\/wp-json\/wp\/v2\/comments?post=873"}],"version-history":[{"count":0,"href":"http:\/\/www.businessconflictmanagement.com\/blog\/wp-json\/wp\/v2\/posts\/873\/revisions"}],"wp:attachment":[{"href":"http:\/\/www.businessconflictmanagement.com\/blog\/wp-json\/wp\/v2\/media?parent=873"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"http:\/\/www.businessconflictmanagement.com\/blog\/wp-json\/wp\/v2\/categories?post=873"},{"taxonomy":"post_tag","embeddable":true,"href":"http:\/\/www.businessconflictmanagement.com\/blog\/wp-json\/wp\/v2\/tags?post=873"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}